|
|
7.0 VERS Metadata Detail (Elements M60-M79)
<
Elements M40-M59 | Elements M80-M99 >
M60 Format
M61 Media Format
M62 Data Format
M63 Medium
M64 Extent
M65 Record Identifier
M66 Management History
M67 Management Event
M68 Event Date/Time
M69 Event Type
M70 Event Description
M71 Use History
M72 Use
M73 Use Date/Time
M74 Use Type
M75 Use Description
M76 Preservation History
M77 Action
M78 Action Date/Time
M79 Action Type
M60 Format
Container: Format
| XML
Element Name |
naa:Format
|
| Definition
|
The
logical form (media and data format) and physical form (medium and
extent) of the record. |
| Purpose
|
This
element serves as a management tool for the control, storage and
preservation of records over time. It provides information, or pointers
to information, on the technology required for access to the various
kinds of electronic records held by an agency. It also acts as a
resource discovery access point for recordkeeping professionals
and other users. |
| Obligation
|
Optional
|
| Contains
|
M61
Media Format (M)
M62 Data Format (M)
M63 Medium (M)
M64 Extent (M) |
| Related
Elements |
M76
Preservation History |
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Comments
|
NB:
This element is NOT RECOMMENDED for use in a VEO as the objective
of VERS is to establish a permanent long term format for all VEOs.
It has been retain in order to maintain compatibility with NAA Recordkeeping
metadata and may be used by agencies if required.
This element
is intended to provide information on which preservation strategies
will be based. Therefore, only minimal details about format and
medium need to be kept for records of short-term temporary value.
Such records are unlikely to ever require any kind of preservation
action.
If used, information
in this element needs to be updated whenever a record is migrated
from one format to another or moved to a new medium.
It is recommended
that this element be used in conjunction with element M76
PRESERVATION HISTORY. Selection of many of the Assigned Values
under sub-element M79 Action Type should result
in new details being written to this element (see Conditions under
each FORMAT sub-element for specific information). The old details
should be moved to element M76 PRESERVATION HISTORY,
sub-element M80 Action Description.
The sub-elements
are dynamic fields and shall always reflect the record’s current
status with regard to format and medium. |
M61 Media
Format
| XML
Element Name |
naa:MediaFormat
|
| Definition
|
The
generic format of the information comprising the record.
|
| Purpose
|
This
element provides general information about the format of the record.
It enables searching on all records of a particular generic format
and facilitates preservation and storage management. This element
also provides a general indication of the kind of preservation action
the record will require for preservation management purposes and
can enable movement of records from one medium or location to another
based on their generic format, so records of like format can be
stored together. |
| Obligation
|
Mandatory
|
| Assigned
Values |
Value
Name |
Definition
|
| |
Audio
|
Sound
only. |
| |
Compound
|
A
resource comprising one or more other resources, which are linked
together in some way to form a single object (eg HTML documents
with embedded graphics or video clips, or email messages with word-processed
documents attached). The Media and Data Formats of the individual
resources comprising the object may be the same or different.
If the Data
Formats of the resources comprising the object are the same, then
the Assigned Value can also include the generic Media Format (eg
if the object comprises several linked SGML documents, the Assigned
Value could be ‘Compound (Text)’). |
| |
Image
|
A
static graphical representation of an object (including a textual
object). |
| |
Text
|
A
textual document. |
| |
Video
|
Moving
images or pictures. |
| |
[other]
|
Other
agency defined value. |
| Related
Elements |
M62
Data Format |
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
Compound
|
| Comments
|
NB:
This element is NOT RECOMMENDED for use in a VEO. It has been retain
in order to maintain compatibility with NAA Recordkeeping metadata
and may be used by agencies if required. If the element is used
then ‘Compound’ must be used as the default value for this element.
This element
shall be used in conjunction with sub-element M62
Data Format to determine precise requirements for rendering
the record, or to determine specific preservation strategies.
Further assigned
values for Media Formats may be added over time as formats evolve.
|
M62 Data Format
| XML
Element Name |
naa:DataFormat
|
| Definition
|
The
logical format of the data that comprises the record.
The (often
proprietary) file format of the record, usually denoted by the record’s
file extension. |
| Purpose
|
This
element provides specific information on which decisions about the
storage, preservation and rendering of records can be made. It enables
searching on records of a particular data format for management
or resource discovery purposes and facilitates preservation and
storage management. It also enables movement of records from one
medium or location to another based on their particular data format,
so that records of the same data format can be managed together,
migrated at the same time, etc. |
| Obligation
|
Mandatory
|
| Assigned
Values |
Value
Name |
Definition
|
| |
ASCII
text |
Plain
text (non-proprietary). |
| |
Audio
Visual Interleave (AVI) |
Microsoft
proprietary audiovisual file format. |
| |
Hypertext
Markup Language (HTML) |
A
format for marking up and linking text. |
| |
Joint
Photographic Experts Group (JPEG) |
A
graphics format. |
| |
Multipurpose
Internet Mail Extensions (MIME) |
A
compound format which enables the embedding of documents of various
data formats into an email message. |
| |
Portable
Document Format (PDF) |
Adobe
image format, often used for imaging text. |
| |
Real
Audio (RA) |
An
audio format. |
| |
EXtensible
Markup Language (XML) |
A
format which describes document structure. |
| |
[other]
|
Other
agency defined value. |
| Related
Elements |
M61
Media Format |
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
XML
1.0 |
| Comments
|
NB:
This element is NOT RECOMMENDED for use in a VEO. It has been retain
in order to maintain compatibility with NAA Recordkeeping metadata
and may be used by agencies if required.
This sub-element
has many possible values. The above assigned values are only meant
to provide representative samples.
Agencies may
choose to include version information as part of their Assigned
Values for this sub-element. |
M63 Medium
| XML
Element Name |
Naa:Medium
|
| Definition
|
The
physical ‘carrier’ on which a record is stored, including, if required,
the physical size and/or capacity of the carrier to hold or store
information. |
| Purpose
|
This
element keeps track of how and where a record is stored and provides
information about the capacity or physical size limitations of a
storage medium. It enables forward planning for preservation actions
such as the refreshing of records from one medium to another and
facilitates the development of effective strategies for the continued
storage and preservation of records. It enables the informed selection
of a storage medium for large or small numbers of records, records
with large file sizes, or records which are frequently accessed.
Well-managed
storage and preservation operations facilitate the efficient location
and retrieval of records and ensure continued access to valuable
records over time. |
| Obligation
|
Mandatory
|
| Assigned
Values |
Value
Name |
Definition
|
| |
CD-R
|
Recordable
Compact Disc – an optical storage medium which can be written to
once only. |
| |
DAT
|
Digital
Audio Tape – a digital magnetic tape medium with up to 24 gigabytes
of storage capacity. |
| |
DVD
|
Digital
Versatile Disk – a CD-ROM format with a maximum 17 gigabytes of
storage capacity, intended to have full read/write capabilities.
|
| |
Floppy
disk |
A
removable magnetic computer disk, with limited storage capacity
(generally 1.44 megabytes). |
| |
Hard
disk |
A
fixed computer disk with several gigabytes of storage capacity.
|
| |
JAZ
drive |
A
removable disk drive with up to 1 gigabyte of storage capacity.
|
| |
Microfilm
|
A
film in roll form (16 or 35mm in width) which is used for storing
reduced-size images of text and graphics. |
| |
Paper
|
-
|
| |
Videotape
|
Magnetic
tape for storing moving pictures and sound. |
| |
WORM
|
Write
Once Read Many – an optical disk drive with up to 1 terabyte of
storage capacity which, once written to, becomes read-only.
|
| |
ZIP
drive |
A
removable, portable disk drive with 100 megabytes of storage capacity.
|
| |
[other]
|
Other
agency defined value. |
| Related
Elements |
M76
Preservation History |
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
A
default value shall be able to be set by an agency which reflects
its own records storage policy. |
| Comments
|
NB:
This element is NOT RECOMMENDED for use in a VEO. It has been retain
in order to maintain compatibility with NAA Recordkeeping metadata
and may be used by agencies if required.
While an object
shall only be stored as ‘the record’ in one place, it may have defined
relationships with more than one file, and it may be copied to another
medium for backup purposes.
It is recommended
that this sub-element be used in conjunction with element M76
PRESERVATION HISTORY, sub-element M79 Action
Type, Assigned Values ‘Backed Up’, ‘Medium Refreshed’, ‘Microfilmed’,
‘Migrated (Platform)’ or ‘Moved Offline’.
The use of
any of the above listed Action Types should result in the old Medium
details being copied to sub-element M80
Action Description and the new details being written to this
sub-element.
Further assigned
values for Medium may be added to meet agency requirements, both
now and over time as new storage media and new storage media formats
emerge. |
M64 Extent
| XML
Element Name |
naa:Extent
|
| Definition
|
The
physical size and/or capacity of the record. |
| Purpose
|
This
element provides information about the size of the record and the
amount of storage space (either physical or electronic) that it
requires and enables the informed selection of a storage medium
for large or small numbers of records, records with large file sizes,
or records which are frequently accessed. |
| Obligation
|
Optional
|
| Related
Elements |
M62
Data Format
M76 Preservation History |
| NAA
Metadata |
Yes
|
| Repeatable
|
Yes
|
| Default
Value |
–
|
| Comments
|
NB:
This element is NOT RECOMMENDED for use in a VEO. It has been retain
in order to maintain compatibility with NAA Recordkeeping metadata.
If used, this
sub-element should be linked to sub-element M62 Data
Format and updated as necessary whenever records are migrated
to new formats. The old values for this sub-element should be copied,
along with the old Data Format values, to element M76
PRESERVATION HISTORY, sub-element M80
Action Description. |
M65 Record
Identifier
| XML
Element Name |
naa:RecordIdentifier
|
| Definition
|
A
unique identifier for the record(s). |
| Purpose
|
This
element enables unique identification of the record(s) in the current
domain regardless of the level of aggregation. It acts as an access
point to more information about the record(s).
The identifier
is an essential element which not only uniquely identifies the record(s),
but also provides the ‘key’ to all other (currently) accessible)
information about the record(s). |
| Obligation
|
Mandatory
|
| Related
Elements |
M54
Date
M66 Management History
M71 Use History
M76 Preservation History
M99 VEO Identifier |
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
Should
be derived from the same source as M99
VEO IDENTIFIER. |
| Comments
|
NB:
This element is NOT RECOMMENDED for use in a VEO. It has been retain
in order to maintain compatibility with NAA Recordkeeping metadata
and may be used by agencies if required.
There shall
be links between this element and all elements used to document
the history of actions taken on a record (ie elements M54
DATE, M66 MANAGEMENT HISTORY, M71
USE HISTORY and M76 PRESERVATION HISTORY).
Agencies which
use extensive copy numbering for distribution or dissemination purposes,
and which need to track individually copy-numbered material, should
use this element to indicate the copy number of the record (in the
form ‘Copy No. x of y’). The copy number will denote
a legitimate and accounted-for copy of the record (ie it will be
treated as a record in its own right).
This element
allows for a layered approach to identifying the record(s). An item
will have an identifier which uniquely identifies it from all other
items in the system. When the item is associated with a file, it
‘inherits’ the file ID as part of its unique identifier. Likewise,
when the file is associated with a series, it (and the items associated
with the file) will inherit these additional identifiers which will
enable both items and files to be uniquely identified outside the
original agency domain. This same layered approach will work with
identifiers which are sub-elements of other elements.
Note that some
care will need to be taken with regards to ‘layering’ because there
can be more than one unique identifier – ie different unique identifiers
may be assigned to the same unit of description, with each one serving
a very different purpose. For example, a file may have a unique
control symbol which reflects the sequence in which it was created,
but it may also have a barcode number which is used to manage certain
actions such as transfers to different storage locations.
The value for
this element may be the same as that of M99
VEO IDENTIFIER. |
M66 Management
History
Container: Management
History
| XML
Element Name |
naa:ManagementHistory
|
| Definition
|
The
dates and descriptions of all records management actions performed
on a record from its registration into a recordkeeping system until
its disposal. |
| Purpose
|
This
element acts as a cumulative control record of all movements and
management actions which are carried out on a single record over
time. It provides a historical log of the records management and
control actions performed on a record. |
| Obligation
|
Mandatory
|
| Sub-Elements
|
M67
Management Event (C) |
| Related
Elements |
–
|
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
–
|
| Comments
|
NB:
An additional non NAA sub-container M67 Management
Event has been added to this element to allow for the better
XML implementation of the NAA recordkeeping metadata within VERS.
This adds an additional level to the two level structure of the
NAA recordkeeping metadata.
Only recordkeeping
and auditing staff should have full access to this element.
The element
M66 MANAGEMENT HISTORY can form a record in its
own right and requires permanent retention as a control record.
|
M67 Management
Event
Container: Management
Event
| XML
Element Name |
vers:ManagementEvent
|
| Definition
|
A
management event in the life of the record. The management history
of a record is made up of a sequence of Management Events, each
of which contains an Event Date/Time, an Event Type, and an Event
Description. |
| Purpose
|
This
element provides a container for the description of a single event.
|
| Obligation
|
Mandatory
|
| Sub-Elements
|
M68
Event Date/Time
M69 Event Type
M70 Event Description |
| Related
Elements |
M12
Agent
M65 Record Identifier
M99 VEO Identifier |
| NAA
Metadata |
No
|
| Repeatable
|
Yes
|
| Default
Value |
–
|
| Comments
|
This
container has been added to allow for the better XML implementation
of the NAA recordkeeping metadata within VERS. This adds an additional
level to the two level structure of the NAA recordkeeping metadata.
This element
should be used each time a records management action is performed
on a record.
This element
shall be used in conjunction with element M12
AGENT to document the agent responsible for performing or authorising
the action (see Comments under M70 Event Description
for information on linking to/capturing agent details).
This element
shall be linked to element M65 RECORD IDENTIFIER
and M99 VEO IDENTIFIER to identify
the record on which the actions are being performed. |
M68 Event
Date/Time
| XML
Element Name |
naa:EventDateTime
|
| Definition
|
The
date and time at which a defined management event occurs.
|
| Purpose
|
This
element provides system validation of management actions carried
out on records. It may act to restrict or facilitate access to records
based on dates pertaining to particular management actions.
|
| Obligation
|
Mandatory
|
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
The
system date/time at the time the event occurs. The registration
date and time should be obtained from a source that cannot be modified
by the creator. |
| Comments
|
The
time should be specified to (at least) the minute, and be expressed
as GMT to ensure consistency. The International Standard, ISO 8601
– Standard for Date Encoding, shall be used to express the value
of this element. |
M69 Event
Type
| XML
Element Name |
naa:EventType
|
| Definition
|
An
event which relates to the management or control of a record to
provide a finite (but extensible) set of defined management events
which can be used to describe the management of the record over
time. |
| Purpose
|
This
element provides a finite (but extensible) set of defined management
events which can be used to describe the management of the record
over time. |
| Obligation
|
Mandatory
|
| Assigned
Values |
Value
Name |
Definition
|
| |
Access
Examined |
Record
examined to identify any exempt material it may contain (not generally
carried out by an agency). |
| |
Appraised
|
Record
examined to assess value, and to determine where and for how long
it should be kept. |
| |
Audited
|
Record
scrutinised by an authorised internal or external auditor to check
agency compliance with various recordkeeping mandates, such as legislation
and standards. |
| |
Caveat
Changed |
Caveat
is changed, added to or removed from a record. Use of this value
shall result in sub-element M26 Caveat
being updated. |
| |
Classification
Up/Downgraded |
Classification
of a record is upgraded or downgraded (including declassification).
Use of this value shall result in sub-element M25
Security Classification being updated. |
| |
Codeword
Changed |
Codeword
is changed, added to or removed from a record. Use of this value
shall result in sub-element M27 Codeword
being updated. |
| |
Custody
Transferred |
Record
is placed under management by another organisation and transferred
to a new storage location. Use of this value shall result in the
sub-elements under element M83 LOCATION
(if used) being updated. |
| |
Declassified
|
Classification
of a record is removed (ie the record becomes ‘unclassified’).
|
| |
Destroyed
|
Record
is deleted from the system (but some of the record’s metadata will
be retained). |
| |
Distributed
|
Refers
to copies of a single record being distributed (sent) to multiple
recipients, using the mechanism of formal distribution lists.
|
| |
Document
Authored |
The
content of a document which is a record, or which is part of a record,
is written/compiled by the Agent Type ‘Document Author’. As a record
can be comprised of more than one document, this Assigned Value
is repeatable for any given record. |
| |
File
Closed |
All
activities and transactions documented by a particular file have
ceased, and no further items are to be associated with that file.
|
| |
Location
Changed |
Record
is moved to another location/office (either local or remote) within
the agency. Different from ‘Custody Transferred’, in that the agency
retains management control of the record. Use of this value shall
result in the sub-elements under element M83
LOCATION (if used) being updated. |
| |
Published
|
Record
is formally published – eg on the agency’s website. If sub-element
M29 Access Status is used, this
action should only occur if the Access Status is set to ‘May be
Published’. |
| |
Related
|
Record
is related in some way to another record or to an information resource
(this event will be triggered each time element M42
RELATION is used). |
| |
Released
under FOI |
Record
is released to an individual or party as the result of a request
under FOI. |
| |
Released
with Limitations |
Record
is released to a limited (agency-defined) audience only; or only
limited parts, sections or contents of records are released.
|
| |
RI
Changed |
Releasability
Indicator is changed, added to, or removed from a record. Use of
this value shall result in sub-element M28
Releasability Indicator being updated. |
| |
Sentenced
|
Application
of the relevant disposal action to a record identified as belonging
to a particular Disposal Class. Use of this value shall result in
sub-element M90 Sentence being updated,
and the date in sub-element M91 Disposal
Action Due being calculated. |
| |
Sentence
Changed |
The
disposal action for a record is changed because the disposal authority
changes, the record is identified as belonging to a different Disposal
Class, or the record becomes the subject of a discovery order or
disposal freeze. Use of this value shall result in sub-element M90
Sentence being updated, and the date in sub-element M91
Disposal Action Due being recalculated. |
| |
Top
Numbered |
The
previous control number of a record is cancelled and a new one assigned,
in order to incorporate an older record into a current recordkeeping
system. Use of this value shall result in another identifier being
assigned to the record under element M65 RECORD IDENTIFIER.
|
| Related
Elements |
M24
Rights Management
M42 Relation
M54 Date
M65 Record Identifier
M83 Location
M88 Disposal |
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
–
|
| Comments
|
The
following events are not to be used as Assigned Values in
this element:
‘File Opened’
– this equates to Record Creation (ie the creation of a record whose
unit of description is a file) and is covered by element M54
DATE, sub-element M55 Date/Time
Created.
‘Received’
(an item from an external entity is received) – this equates to
Record Creation and Registration (ie for the purposes of the agency,
the record is not created until it is received/registered into the
recordkeeping system) and is covered by element M54
DATE, sub-elements M55 Date/Time
Created and M57 Date/Time Registered.
‘Sent’ (a
copy of a record is forwarded to an external entity) – not necessary,
because the ‘sending’ of a record results in the creation of another
record.
Each time a
particular event occurs, it will change the current values displayed
in one or more other sub-elements (the specific details of this
are listed as part of the description for each event and cross-referenced
to the relevant elements/sub-elements). Details of the old values
shall be entered under sub-element M70 Event Description.
|
M70 Event
Description
| XML
Element Name |
naa:EventDescription
|
| Definition
|
The
specific details of the event, including information about the original
status, the changes made to it, the reasons for the changes, and
authorisation for the changes. |
| Purpose
|
This
element ensures the visibility and auditability of agency records
management decisions and actions. It ensures accountability for
agency recordkeeping. |
| Obligation
|
Mandatory
|
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
–
|
| Comments
|
The
old value of the particular record status being changed by the event
shall be recorded in this sub-element.
It is strongly
recommended that this information be structured in some way, rather
than being entered as free text. Use of templates will enable the
information to be entered in a structured way, as well as allowing
certain pieces of information to be automatically generated by the
system rather than manually entered by the agent – eg required information
about the agent could be automatically assigned to the template.
Information
about the agent performing the action shall be associated with the
event itself. A decision will need to be made by individual agencies
as to whether this association is implemented through links to separately
held agent information, or whether agent information is automatically
captured through the use of templates and stored as part of the
Event Description. |
M71 Use History
Container: Use History
| XML
Element Name |
naa:UseHistory
|
| Definition
|
The
dates and descriptions of both legal and illegal attempts to access
and use a record, from the time of its registration into a recordkeeping
system until its disposal. |
| Purpose
|
This
element acts as a cumulative audit trail of all significant (agency-defined)
accesses to and uses made of the record over time. It provides contextual
information about the ways in which the record is or was used and
a mechanism by which recordkeeping system security can be monitored.
|
| Obligation
|
Optional
|
| Contains
|
M72
Use (C) |
| Related
Elements |
–
|
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Comments
|
NB:
An additional non NAA sub-container M72 Use has
been added to this element to allow for the better XML implementation
of the NAA recordkeeping metadata within VERS. This adds an additional
level to the two level structure of the NAA recordkeeping metadata.
All agencies
have a responsibility to ensure that their records are adequately
protected from unauthorised or illegal access and use. This element
provides, in conjunction with other physical, personnel and system
access controls, a means of ensuring ongoing record and recordkeeping
system security.
If used, only
recordkeeping, systems administration and auditing staff should
have full access to this element. Other staff, including action
officers, should be given limited (viewing and searching) access
to this element.
As an ‘audit
trail’, this element may form a record in its own right. The level
of auditing and retention periods for the resulting logs are left
up to individual agencies. Agencies shall make decisions regarding
these matters according to their business requirements and based
on an assessment of the risks, costs and benefits involved in keeping
or not keeping detailed logs for long periods of time. |
M72 Use
Container: Use
| XML
Element Name |
naa:Use
|
| Definition
|
A
usage event in the life of the record. The use history of a record
is made up of a sequence of Use Events, each of which contains an
Use Date/Time, an Use Type, and an Use Description. |
| Purpose
|
This
element provides a container for the description of a single event.
|
| Obligation
|
Mandatory
|
| Contains
|
M73
Use Date/Time (M)
M74 Use Type (M)
M75 Use Description (M) |
| Related
Elements |
M12
Agent
M65 Record Identifier
M99 VEO Identifier |
| NAA
Metadata |
No
|
| Repeatable
|
Yes
|
| Comments
|
NB:
This sub-container has been added to allow for the better XML implementation
of the NAA recordkeeping metadata within VERS. This adds an additional
level to the two level structure of the NAA recordkeeping metadata.
Use each time
the record is used or accessed in a way an agency has defined (and
documented) as ‘significant’.
This element
should be used in conjunction with element M12
AGENT to document the agent responsible for making use of the
record (see Comments under M75 Use Description
for information on linking to/capturing agent details).
This element
should be linked to element M65 RECORD IDENTIFIER
and M99 VEO IDENTIFIER to identify
the record which is being accessed or used. |
M73 Use Date/Time
| XML
Element Name |
naa:UseDateTime
|
| Definition
|
The
date and time at which a defined use of or access to a record occurs.
|
| Purpose
|
This
element provides a timestamp when records are accessed and used.
The dates and
times at which a record was accessed or used may be essential information
in a case of illegal access or record tampering. |
| Obligation
|
Mandatory
|
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
The
system shall assign the date/time of the event when the corresponding
event described under sub-element M74 Use Type
takes place – ie the event itself is the trigger for the date/time
to be generated by the system. The registration date and time should
be obtained from a source that cannot be modified by the creator.
|
| Comments
|
The
time should be specified to (at least) the minute, and be expressed
as GMT to ensure consistency. The International Standard, ISO 8601
– Standard for Date Encoding, shall be used to express the value
of this element. |
M74 Use Type
| XML
Element Name |
vers:UseType
|
| Definition
|
An
event which relates to access to or use made of a record.
|
| Purpose
|
This
element provides a finite (but extensible) set of defined access
and use events which can be used to describe and audit the use of
the record over time. |
| Obligation
|
Mandatory
|
| Assigned
Values |
Value
Name |
Definition
|
| |
Listed
|
Information
(metadata) about this record was listed in a search result sent
to a user. |
| |
Metadata
Accessed |
The
metadata associated with the record was sent to the user, but not
the content. |
| |
Content
Accessed |
The
content associated with this record was sent to the user.
|
| |
Illegally
Accessed |
An
unsuccessful attempt to move, modify or delete a record without
assigned system authority or other form of authorisation.
|
| |
Booked
|
This
value should not generated by a VERS Record Keeping System as VEOs
cannot be modified.
A copy made
of the record through official recordkeeping system mechanisms is
provided to a user so that s/he can work on it. Other users can
view the record in the recordkeeping system but cannot copy it until
the original user returns the ‘booked’ copy to the recordkeeping
system. Use of this value may result in sub-element M84
Current Location being updated. |
| |
Copied
|
This
value would not normally be generated by a VERS Record Keeping System
as an electronic systems cannot, in general, detect the difference
between copying, downloading, screen dumping or viewing.
Some or all
of the content of a record is selected and pasted to another document.
|
| |
Downloaded
|
This
value would not normally be generated by a VERS Record Keeping System
as an electronic systems cannot, in general, detect the difference
between copying, downloading, screen dumping or viewing. Transfer
of a copy of all or part of a record from the recordkeeping system
to a user’s network drive, local hard drive or a peripheral device
such as a floppy disk drive. |
| |
Screen
Dumped |
This
value would not normally be generated by a VERS Record Keeping System
as an electronic systems cannot, in general, detect the difference
between copying, downloading, screen dumping or viewing. A printout
is taken of the current screen’s contents. |
| |
Viewed
|
This
value would not normally be generated by a VERS Record Keeping System
as an electronic systems cannot, in general, detect the difference
between copying, downloading, screen dumping or viewing. The
record is opened but no other action is performed. |
| |
Security
Breached |
A
successful attempt by a user to access a classified or sensitive
record that s/he is not cleared to see. |
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
–
|
| Comments
|
The
extent to which an agency implements the auditing of these and other
events is a risk-based business decision – eg an agency may choose
to implement limited or no auditing of the action ‘Listed’ because
it is such a frequent event, or because the agency’s records are
not classified or sensitive in any way. |
M75 Use Description
| XML
Element Name |
naa:UseDescription
|
| Definition
|
Details
of the event, such as information about where the record was downloaded
to, the name and location of the document record contents were copied
to, and the specific nature of any illegal action or security breach.
|
| Purpose
|
This
element enables auditing of accesses to and uses made of agency
records and ensures accountability for agency recordkeeping.
|
| Obligation
|
Optional
|
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Default
Value |
–
|
| Comments
|
Some
events, such as ‘Viewed’, may not require any extra level of description.
Information
about the agent making use of the record shall be associated with
the use itself. A decision will need to be made by individual agencies
as to whether this association is implemented through links to separately
held agent information, or whether the agent information is automatically
captured into the Use Description. |
M76 Preservation
History
Container: Preservation
History
| XML
Element Name |
naa:PreservationHistory
|
| Definition
|
The
dates and descriptions of all actions performed on a record after
its registration into a recordkeeping system which ensure that the
record remains readable (renderable) and accessible for as long
as it has value to the agency or department, and to the community
at large. |
| Purpose
|
This
element acts as a tool for preservation management and provides
a history of all preservation actions carried out on a single record
over time. It provides evidence that an agency took all due care
to keep its records of value both readable and accessible.
|
| Obligation
|
Optional
|
| Contains
|
M77
Action (C) |
| Related
Elements |
–
|
| NAA
Metadata |
Yes
|
| Repeatable
|
No
|
| Comments
|
NB:
An additional non NAA sub-container M77 Action
has been added to this element to allow for the better XML implementation
of the NAA recordkeeping metadata within VERS. This adds an additional
level to the two level structure of the NAA recordkeeping metadata.
This element
should only be used to record significant preservation events, not
day-to-day activity. |
M77 Action
Container: Action
| XML
Element Name |
vers:Action
|
| Definition
|
A
preservation event in the life of the record. The preservation history
of a record is made up of a sequence of Preservation Events, each
of which contains an Event Date/Time, an Event Type, and an Event
Description. |
| Purpose
|
This
element provides a container for the description of a single event.
|
| Obligation
|
Mandatory
|
| Contains
|
M78
Action Date/Time (M)
M79 Action Type (M)
M80 Action Description (M)
M81 Next Action (M)
M82 Next Action Due (M) |
| Related
Elements |
M12
Agent
M60 Format
M65 Record Identifier
M83 Location
M99 VEO Identifier |
| NAA
Metadata |
No
|
| Repeatable
|
Yes
|
| Comments
|
If
used, this element should be used in conjunction with element M60
FORMAT, which provides information on which preservation strategies
should be based. It may also be used in conjunction with element
M83 LOCATION, if that element is
used.
Use each time
a preservation action is performed on a record – eg add information
to this element whenever a record is migrated from one format to
another or moved to a new medium. The current details about the
format and medium of the record shall always be recorded in element
M60 FORMAT, sub-elements | |